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Head of Client Service · Guggenheim Partners Investment Management, LLC

Suzanne Stone

CRD 5558728 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Guggenheim Partners Investment Management, LLC, an SEC-registered asset manager based in New York, NY with $240.7 billion in regulatory assets, lists Suzanne Stone on its Form ADV as Head of Client Service, a control person. The SEC filings also name Suzanne at 2 other registered advisers.

Firms and roles

AtlasMembers

Suzanne’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

  • Brian E. BinderPresident, Mutual Funds Boards and SR. Managing Director, Guggenheim Partners Investment Management, LLC
  • Dina Marie DilorenzoManaging Partner, President, Guggenheim Partners Investment Management, LLC
  • Anne B. WalshManaging Partner, Chief Investment Officer, Guggenheim Partners Investment Management, Guggenheim Partners Investment Management, LLC
  • Steven H. BrownChief Investment Officer for Fixed Income, Guggenheim Partners Investment Management, Guggenheim Partners Investment Management, LLC
  • Robert A. SapersteinChief Compliance Officer, Guggenheim Partners Investment Management, LLC

1 more person named with Suzanne on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Suzanne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.