Chief Compliance Officer · Argent Capital Management LLC
Suzanne M. Hammer
CRD 1111107 · Named on Form ADV at 4 SEC-registered advisers
At a glance
Argent Capital Management LLC, an SEC-registered wealth manager based in Clayton, MO with $4.0 billion in regulatory assets, lists Suzanne M. Hammer on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Suzanne at 3 other registered advisers.
Firms and roles
- Argent Capital Management LLCChief Compliance OfficerWealth manager · Clayton, MO · $4.0B in regulatory assets
- Legacy Bridge Private Family OfficesCCOWealth manager · West DES Moines, IA · $426M in regulatory assets
- SCG Asset Management LLCChief Compliance OfficerWealth manager · Naperville, IL · $159M in regulatory assets
- Paladino WealthChief Compliance OfficerWealth manager · Montgomery, TX · $144M in regulatory assets
AtlasMembers
Suzanne’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 4 firmsLocked
- Control-person status
- 4 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (12)
- Steven L. FinertyChairman, CEO , and Member, Argent Capital Management LLC
- Kenneth H. CrawfordPortfolio Manager Emeritus and Member, Argent Capital Management LLC
- Thomas E. O'MearaVice Chairman and Member, Argent Capital Management LLC
- Scott A. HarrisonPortfolio Manager and Member, Argent Capital Management LLC
- Michelle E. WashburnChief Financial Officer, Argent Capital Management LLC
7 more people named with Suzanne on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Suzanne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.