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Chief Compliance Officer · Gimbal Financial, LLC

Susan E. Mitchell

CRD 1453956 · Named on Form ADV at 5 SEC-registered advisers

At a glance

Gimbal Financial, LLC, an SEC-registered wealth manager based in Carmel, IN with $290 million in regulatory assets, lists Susan E. Mitchell on its Form ADV as Chief Compliance Officer. The SEC filings also name Susan at 4 other registered advisers.

Firms and roles

AtlasMembers

Susan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
5 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

3 more people named with Susan on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Susan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.