Adviser and broker representative · Commonwealth Financial Network
Susan Kelley
CRD 7173259 · Worcester, MA
At a glance
Susan Kelley is an investment adviser representative with Commonwealth Financial Network in Worcester, MA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Susan’s SEC record dates to 2021, about 5 years ago. Susan is also registered as a broker representative.
Current advisory firms
- Commonwealth Financial NetworkSince January 2021Worcester, MA · $213B in regulatory assets
- Bartholomew & Company Wealth Management, LLCSince July 2026Lee, MA · $0M in regulatory assets
SEC adviser record
- Registered since
- 2021 (5 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Susan’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.