CCO · Mana Advisors LLC
Susan E. Dumont
CRD 2346501 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Mana Advisors LLC, an SEC-registered asset manager based in New York, NY with $509 million in regulatory assets, lists Susan E. Dumont on its Form ADV as CCO. The SEC filings also name Susan at 2 other registered advisers.
Firms and roles
- Mana Advisors LLCCCOAsset manager · New York, NY · $509M in regulatory assets
- Global Venture Management LLCChief Compliance OfficerPrivate fund adviser · SAN Juan, PR · $130M in regulatory assets
- AEM Asset Management, LLCChief Compliance OfficerWealth manager · Somerset, NJ · $118M in regulatory assets
AtlasMembers
Susan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Gregory J. RogersChief Operating Officer, Mana Advisors LLC
- Damian MaggioChief Executive Officer/managing Member, Global Venture Management LLC
- Eric J. SchwartzManaging Member, AEM Asset Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Susan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.