Chief Compliance Officer, Chief Executive Officer and Director (AS of 12/28/13) · India Capital Management Limited
Sudesh B. Lala
CRD 6041997 · Named on Form ADV at 2 SEC-registered advisers
At a glance
India Capital Management Limited, an SEC-registered private fund adviser based in Trianon, Mauritius with $395 million in regulatory assets, lists Sudesh B. Lala on its Form ADV as Chief Compliance Officer, Chief Executive Officer and Director (AS of 12/28/13), a control person. The SEC filings also name Sudesh at 1 other registered adviser.
Firms and roles
- India Capital Management LimitedChief Compliance Officer, Chief Executive Officer and Director (AS of 12/28/13)Private fund adviser · Trianon, Mauritius · $395M in regulatory assets
- India Capital LLCChief Compliance OfficerPrivate fund adviser · Minneapolis, MN · $365M in regulatory assets
AtlasMembers
Sudesh’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Bhanu P. JaddooDirector, India Capital Management Limited
- Christopher B. BraderDirector, India Capital Management Limited
- Harrison W. BennettDirector, India Capital Management Limited
- Daniel C. TennebaumDirector, India Capital Management Limited
- Nancy C. OrrDirector, India Capital Management Limited
1 more person named with Sudesh on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sudesh’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.