Managing Director and Managing Partner/director · Northleaf Capital Advisors LTD.
Stuart D. Waugh
CRD 5416789 · Named on Form ADV at one SEC-registered adviser
At a glance
Northleaf Capital Advisors LTD., an SEC-registered private fund adviser based in Toronto, Ontario, Canada with $585 million in regulatory assets, lists Stuart D. Waugh on its Form ADV as Managing Director and Managing Partner/director, a control person.
Firms and roles
- Northleaf Capital Advisors LTD.Managing Director and Managing Partner/directorPrivate fund adviser · Toronto, Ontario, Canada · $585M in regulatory assets
AtlasMembers
Stuart’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Michael W. FloodManaging Director/director, Northleaf Capital Advisors LTD.
- Jeffrey E. PentlandManaging Director/director, Northleaf Capital Advisors LTD.
- Katherine M. GurneyGeneral Counsel, Chief Compliance Officer & Secretary, Northleaf Capital Advisors LTD.
- Jeffrey T. LucassenChief Financial Officer, Northleaf Capital Advisors LTD.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stuart’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.