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Director & Chief Executive Officer, State Designated Principal · Bofa Securities, Inc.

Stuart Mark Bourne

CRD 6611063 · Named on Form ADV at one SEC-registered adviser

At a glance

Bofa Securities, Inc., an SEC-registered broker-dealer firm based in New York, NY with $0 in regulatory assets, lists Stuart Mark Bourne on its Form ADV as Director & Chief Executive Officer, State Designated Principal, a control person.

Firms and roles

  • Bofa Securities, Inc.Director & Chief Executive Officer, State Designated PrincipalBroker-dealer firm · New York, NY · $0M in regulatory assets

AtlasMembers

Stuart’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

3 more people named with Stuart on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stuart’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.