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Managing Member/chief Compliance Officer · Allen Capital Management, LLC

Stuart B. Allen

CRD 3014735 · Named on Form ADV at one SEC-registered adviser

At a glance

Allen Capital Management, LLC, an SEC-registered wealth manager based in Vancouver, WA with $200 million in regulatory assets, lists Stuart B. Allen on its Form ADV as Managing Member/chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Stuart’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stuart’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.