President & Chief Compliance Officer · Droms Strauss Wealth Management
Steven N. Strauss
CRD 3192522 · Named on Form ADV at one SEC-registered adviser
At a glance
Droms Strauss Wealth Management, an SEC-registered wealth manager based in St. Louis, MO with $806 million in regulatory assets, lists Steven N. Strauss on its Form ADV as President & Chief Compliance Officer, a control person.
Firms and roles
- Droms Strauss Wealth ManagementPresident & Chief Compliance OfficerWealth manager · St. Louis, MO · $806M in regulatory assets
AtlasMembers
Steven’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Anthony Z. GennaouiVice President, Droms Strauss Wealth Management
- Rachel S. RosenSecretary & Treasurer, Droms Strauss Wealth Management
- Jason S. NiemannVice President, Droms Strauss Wealth Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.