Manager · Commonwealth Financial Network
Steven Philip Morrison
CRD 4529345 · Named on Form ADV at one SEC-registered adviser
At a glance
Commonwealth Financial Network, an SEC-registered broker-dealer firm based in Waltham, MA with $212.7 billion in regulatory assets, lists Steven Philip Morrison on its Form ADV as Manager, a control person.
Firms and roles
- Commonwealth Financial NetworkManagerBroker-dealer firm · Waltham, MA · $213B in regulatory assets
AtlasMembers
Steven’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Wayne Michael BloomManaging Director, Chief Executive Officer, Commonwealth Financial Network
- Jonathan Christiaan BohsManaging Principal, Operations, Commonwealth Financial Network
- Christopher Anthony Trapnell KlomanChief Operations Officer, President, Commonwealth Financial Network
- Peggy Lynn HoGeneral Counsel, Senior Vice President, Commonwealth Financial Network
- Jonathan C. CleasbyChief Financial Officer, Commonwealth Financial Network
4 more people named with Steven on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.