Chief Compliance Officer · Smith Bruer
Steven M. Hiraga
CRD 6166868 · Named on Form ADV at one SEC-registered adviser
At a glance
Smith Bruer, an SEC-registered wealth manager based in Tallahassee, FL with $238 million in regulatory assets, lists Steven M. Hiraga on its Form ADV as Chief Compliance Officer.
Firms and roles
- Smith BruerChief Compliance OfficerWealth manager · Tallahassee, FL · $238M in regulatory assets
AtlasMembers
Steven’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Rene L. BruerManaging Member, Smith Bruer
- George M. SmithManaging Member, Smith Bruer
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.