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Chief Financial Officer · Ballast Capital Advisors, LLC

Steven P. Harms

CRD 5729413 · Named on Form ADV at one SEC-registered adviser

At a glance

Ballast Capital Advisors, LLC, an SEC-registered wealth manager based in West DES Moines, IA with $329 million in regulatory assets, lists Steven P. Harms on its Form ADV as Chief Financial Officer.

Firms and roles

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Steven’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.