Chief Compliance Officer and Managing Member · Feldstein, Steven DBA Steven Feldstein & Associates
Steven Feldstein
CRD 1402510 · Named on Form ADV at one SEC-registered adviser
At a glance
Feldstein, Steven DBA Steven Feldstein & Associates, an SEC-registered broker-dealer firm with $160 million in regulatory assets, lists Steven Feldstein on its Form ADV as Chief Compliance Officer and Managing Member, a control person.
Firms and roles
- Feldstein, Steven DBA Steven Feldstein & AssociatesChief Compliance Officer and Managing MemberBroker-dealer firm · United States · $160M in regulatory assets
AtlasMembers
Steven’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.