Managing Member and Chief Compliance Officer · Aquilant Advisors
Steven E. Farris
CRD 3240243 · Named on Form ADV at one SEC-registered adviser
At a glance
Aquilant Advisors, an SEC-registered wealth manager based in St. Louis, MO with $279 million in regulatory assets, lists Steven E. Farris on its Form ADV as Managing Member and Chief Compliance Officer, a control person.
Firms and roles
- Aquilant AdvisorsManaging Member and Chief Compliance OfficerWealth manager · St. Louis, MO · $279M in regulatory assets
AtlasMembers
Steven’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.