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Chief Compliance Officer and Chief Financial Officer · Thames Capital Management, LLC

Steven F. Dimartino

CRD 5075737 · Named on Form ADV at one SEC-registered adviser

At a glance

Thames Capital Management, LLC, an SEC-registered private fund adviser based in Roseland, NJ with $831 million in regulatory assets, lists Steven F. Dimartino on its Form ADV as Chief Compliance Officer and Chief Financial Officer.

Firms and roles

AtlasMembers

Steven’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Jay S. GenzerManaging Member and Portfolio Manager, Thames Capital Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.