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Chief Compliance Officer and Chief Financial Officer · Gobi Capital LLC

Steven Y. Chen

CRD 6631463 · Named on Form ADV at one SEC-registered adviser

At a glance

Gobi Capital LLC, an SEC-registered private fund adviser based in Beverly Hills, CA with $2.7 billion in regulatory assets, lists Steven Y. Chen on its Form ADV as Chief Compliance Officer and Chief Financial Officer, a control person.

Firms and roles

  • Gobi Capital LLCChief Compliance Officer and Chief Financial OfficerPrivate fund adviser · Beverly Hills, CA · $2.7B in regulatory assets

AtlasMembers

Steven’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.