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Shareholder · Tectonic Advisors LLC

Steven L. Cain

CRD 4538520 · Named on Form ADV at one SEC-registered adviser

At a glance

Tectonic Advisors LLC, an SEC-registered wealth manager based in Frisco, TX with $5.1 billion in regulatory assets, lists Steven L. Cain on its Form ADV as Shareholder, a control person.

Firms and roles

AtlasMembers

Steven’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (10)

5 more people named with Steven on the same filings, with titles and firms. Free in Atlas with a free account.

See all 10 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.