Chief Compliance Officer/chief Operating Officer · AJF Capital Management, Inc.
Steven J. Brennan
CRD 2739189 · Named on Form ADV at one SEC-registered adviser
At a glance
AJF Capital Management, Inc., an SEC-registered wealth manager based in New York, NY with $179 million in regulatory assets, lists Steven J. Brennan on its Form ADV as Chief Compliance Officer/chief Operating Officer, a control person.
Firms and roles
- AJF Capital Management, Inc.Chief Compliance Officer/chief Operating OfficerWealth manager · New York, NY · $179M in regulatory assets
AtlasMembers
Steven’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Andrew J. FriedmanPresident, AJF Capital Management, Inc.
- John R. RomanoChief Investment Officer, AJF Capital Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.