Investment adviser representative · Northrock Partners, LLC
Stephen M. Westlake
CRD 1435643 · Carson City, NV
At a glance
Stephen M. Westlake is an investment adviser representative with Northrock Partners, LLC in Carson City, NV, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Stephen’s SEC record dates to 1997, about 28 years ago. Designations on file: Certified Financial Planner, Chartered Financial Consultant.
Current advisory firm
- Northrock Partners, LLCSince July 2025Carson City, NV · $12B in regulatory assets
SEC adviser record
- Registered since
- 1997 (28 years)
- Designations
- Certified Financial Planner, Chartered Financial Consultant
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Stephen’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.