Managing Director and Chief Accounting Officer · C-Iii Investment Management LLC
Stephen B. Waters
CRD 7580249 · Named on Form ADV at one SEC-registered adviser
At a glance
C-Iii Investment Management LLC, an SEC-registered private fund adviser based in New York, NY with $2.5 billion in regulatory assets, lists Stephen B. Waters on its Form ADV as Managing Director and Chief Accounting Officer, a control person.
Firms and roles
- C-Iii Investment Management LLCManaging Director and Chief Accounting OfficerPrivate fund adviser · New York, NY · $2.5B in regulatory assets
AtlasMembers
Stephen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (11)
- Andrew L. FarkasChief Executive Officer, C-Iii Investment Management LLC
- Jeffrey P. CohenPresident, C-Iii Investment Management LLC
- Paul A. HughsonExecutive Managing Director, C-Iii Investment Management LLC
- Lawrence S. BlockSenior Managing Director, Co-General Counsel and Chief Compliance Officer, C-Iii Investment Management LLC
- Katherine D. FurmanSenior Managing Director, C-Iii Investment Management LLC
6 more people named with Stephen on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.