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Chief Compliance Officer and Chief Operating Offer · Braemont Capital

Stephen T. Sims

CRD 5362317 · Named on Form ADV at one SEC-registered adviser

At a glance

Braemont Capital, an SEC-registered private fund adviser based in Dallas, TX with $913 million in regulatory assets, lists Stephen T. Sims on its Form ADV as Chief Compliance Officer and Chief Operating Offer, a control person.

Firms and roles

  • Braemont CapitalChief Compliance Officer and Chief Operating OfferPrivate fund adviser · Dallas, TX · $913M in regulatory assets

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.