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Managing Partner · Veratis Advisors, Inc.

Stephen D. Simpson

CRD 3110508 · Named on Form ADV at one SEC-registered adviser

At a glance

Veratis Advisors, Inc., an SEC-registered asset manager based in Cary, NC with $6.0 billion in regulatory assets, lists Stephen D. Simpson on its Form ADV as Managing Partner, a control person.

Firms and roles

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Jason W. CarterWealth Advisor/partner and Chief Compliance Officer, Veratis Advisors, Inc.
  • Bryce R. KainInvestment Analyst, Veratis Advisors, Inc.
  • Trinette D. RayRetirement Plan Consultant/partner, Veratis Advisors, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.