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Chief Compliance Officer & Chief Legal Officer · Peregrine Capital Management, LLC

Stephen G. Simon

CRD 4871134 · Named on Form ADV at one SEC-registered adviser

At a glance

Peregrine Capital Management, LLC, an SEC-registered asset manager based in Minneapolis, MN with $4.1 billion in regulatory assets, lists Stephen G. Simon on its Form ADV as Chief Compliance Officer & Chief Legal Officer, a control person.

Firms and roles

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.