Member · Southocean Capital Partners, LLC
Stephen A. Roth
CRD 6338761 · Named on Form ADV at one SEC-registered adviser
At a glance
Southocean Capital Partners, LLC, an SEC-registered private fund adviser based in Ft. Lauderdale, FL with $575 million in regulatory assets, lists Stephen A. Roth on its Form ADV as Member, a control person.
Firms and roles
- Southocean Capital Partners, LLCMemberPrivate fund adviser · Ft. Lauderdale, FL · $575M in regulatory assets
AtlasMembers
Stephen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- David W. HorvitzManaging Director, Chairman & Treasurer, Southocean Capital Partners, LLC
- Timothy E. BannonManaging Director, President & CEO, Southocean Capital Partners, LLC
- Lisa M. GiovannelliChief Compliance Officer, Southocean Capital Partners, LLC
- Lorraine G. EstradaVice President & Secretary, Southocean Capital Partners, LLC
- Linda H. RothBoard Member, Southocean Capital Partners, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.