Managing Director, President & CEO · Southocean Capital Partners, LLC
Timothy E. Bannon
CRD 6338697 · Named on Form ADV at one SEC-registered adviser
At a glance
Southocean Capital Partners, LLC, an SEC-registered private fund adviser based in Ft. Lauderdale, FL with $575 million in regulatory assets, lists Timothy E. Bannon on its Form ADV as Managing Director, President & CEO, a control person.
Firms and roles
- Southocean Capital Partners, LLCManaging Director, President & CEOPrivate fund adviser · Ft. Lauderdale, FL · $575M in regulatory assets
AtlasMembers
Timothy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- David W. HorvitzManaging Director, Chairman & Treasurer, Southocean Capital Partners, LLC
- Lisa M. GiovannelliChief Compliance Officer, Southocean Capital Partners, LLC
- Lorraine G. EstradaVice President & Secretary, Southocean Capital Partners, LLC
- Linda H. RothBoard Member, Southocean Capital Partners, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Timothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.