Chief Compliance Officer · Southocean Capital Partners, LLC
Lisa M. Giovannelli
CRD 4420569 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Southocean Capital Partners, LLC, an SEC-registered private fund adviser based in Ft. Lauderdale, FL with $575 million in regulatory assets, lists Lisa M. Giovannelli on its Form ADV as Chief Compliance Officer. The SEC filings also name Lisa at 1 other registered adviser.
Firms and roles
- Southocean Capital Partners, LLCChief Compliance OfficerPrivate fund adviser · Ft. Lauderdale, FL · $575M in regulatory assets
- Orvieto Partners, L.P.Chief Compliance OfficerPrivate fund adviser · Boston, MA · $189M in regulatory assets
AtlasMembers
Lisa’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- David W. HorvitzManaging Director, Chairman & Treasurer, Southocean Capital Partners, LLC
- Timothy E. BannonManaging Director, President & CEO, Southocean Capital Partners, LLC
- Lorraine G. EstradaVice President & Secretary, Southocean Capital Partners, LLC
- Linda H. RothBoard Member, Southocean Capital Partners, LLC
- Michael J. TuckerLimited Partner, Orvieto Partners, L.P.
1 more person named with Lisa on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.