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Managing Director/chief Compliance Officer · Concord Atlantic, Inc.

Stephen E. Moroz

CRD 1960244 · Named on Form ADV at one SEC-registered adviser

At a glance

Concord Atlantic, Inc., an SEC-registered wealth manager with $145 million in regulatory assets, lists Stephen E. Moroz on its Form ADV as Managing Director/chief Compliance Officer, a control person.

Firms and roles

  • Concord Atlantic, Inc.Managing Director/chief Compliance OfficerWealth manager · United States · $145M in regulatory assets

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.