General Counsel/cco · MAD River Investors
Stephen C. Carluccio
CRD 4754644 · Named on Form ADV at one SEC-registered adviser
At a glance
MAD River Investors, an SEC-registered wealth manager based in Boston, MA with $404 million in regulatory assets, lists Stephen C. Carluccio on its Form ADV as General Counsel/cco.
Firms and roles
- MAD River InvestorsGeneral Counsel/ccoWealth manager · Boston, MA · $404M in regulatory assets
AtlasMembers
Stephen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Richard W. SilverManaging Member, MAD River Investors
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.