Chief Executive Officer, Managing Member · High Probability Advisors, LLC
Stephen J. Carl
CRD 4161139 · Named on Form ADV at one SEC-registered adviser
At a glance
High Probability Advisors, LLC, an SEC-registered wealth manager based in Pittsford, NY with $1.0 billion in regulatory assets, lists Stephen J. Carl on its Form ADV as Chief Executive Officer, Managing Member, a control person.
Firms and roles
- High Probability Advisors, LLCChief Executive Officer, Managing MemberWealth manager · Pittsford, NY · $1.0B in regulatory assets
AtlasMembers
Stephen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Michael E. JonesChief Investment Officer, High Probability Advisors, LLC
- Jeffrey S. CoonsChief Compliance Officer, High Probability Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.