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Chief Compliance Officer · Bulldog Investors, LLP

Stephanie L. Darling

CRD 6039539 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Bulldog Investors, LLP, an SEC-registered asset manager based in Saddle Brook, NJ with $561 million in regulatory assets, lists Stephanie L. Darling on its Form ADV as Chief Compliance Officer. The SEC filings also name Stephanie at 1 other registered adviser.

Firms and roles

  • Bulldog Investors, LLPChief Compliance OfficerAsset manager · Saddle Brook, NJ · $561M in regulatory assets
  • Ryan Heritage, LLPChief Compliance OfficerAsset manager · Saddle Brook, NJ · $19M in regulatory assets

AtlasMembers

Stephanie’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephanie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.