Chief Compliance Officer, Chief Financial Officer and Chief Operating Officer · CFT Capital Management, LLC
Stella D. Ho
CRD 4575261 · Named on Form ADV at one SEC-registered adviser
At a glance
CFT Capital Management, LLC, an SEC-registered asset manager based in LOS Angeles, CA with $3.7 billion in regulatory assets, lists Stella D. Ho on its Form ADV as Chief Compliance Officer, Chief Financial Officer and Chief Operating Officer, a control person.
Firms and roles
- CFT Capital Management, LLCChief Compliance Officer, Chief Financial Officer and Chief Operating OfficerAsset manager · LOS Angeles, CA · $3.7B in regulatory assets
AtlasMembers
Stella’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Warren C. WooManaging Member, CFT Capital Management, LLC
- Carey D. KimMember, CFT Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stella’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.