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Chief Compliance Officer · Leigh Baldwin & Co., LLC

Stefanie Lee Dorozynski

CRD 4899201 · Named on Form ADV at one SEC-registered adviser

At a glance

Leigh Baldwin & Co., LLC, an SEC-registered broker-dealer firm based in Cazenovia, NY with $291 million in regulatory assets, lists Stefanie Lee Dorozynski on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Stefanie’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stefanie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.