Sole Member · Financial Directions LLC
Stanton W. Spackeen
CRD 1398332 · Named on Form ADV at one SEC-registered adviser
At a glance
Financial Directions LLC, an SEC-registered wealth manager based in Tucson, AZ with $738 million in regulatory assets, lists Stanton W. Spackeen on its Form ADV as Sole Member, a control person.
Firms and roles
- Financial Directions LLCSole MemberWealth manager · Tucson, AZ · $738M in regulatory assets
AtlasMembers
Stanton’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Mary L. CherbaChief Compliance Officer, Financial Directions LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stanton’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.