Vice President · Cetera Investment Advisers LLC
Stanley R. Smiley
CRD 3004604 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Cetera Investment Advisers LLC, an SEC-registered wealth manager based in Schaumburg, IL with $256.8 billion in regulatory assets, lists Stanley R. Smiley on its Form ADV as Vice President, a control person. The SEC filings also name Stanley at 2 other registered advisers.
Firms and roles
- Cetera Investment Advisers LLCVice PresidentWealth manager · Schaumburg, IL · $257B in regulatory assets
- Cetera Investment Management LLCVice PresidentAsset manager · Schamburg, IL · $0M in regulatory assets
- Cetera Advisory Services LLCVice PresidentAsset manager · EL Segundo, CA · $0M in regulatory assets
AtlasMembers
Stanley’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (22)
- Kristy M. HaleyChief Compliance Officer, Advisory, Cetera Investment Advisers LLC
- Leann R. RummelVice President, Cetera Investment Advisers LLC
- Joseph D. NearyVP, Manager, CEO and President, Cetera Investment Advisers LLC
- Maura R. MizuguchiChief Accounting Officer, Cetera Investment Advisers LLC
- Ronald G. KruegerVice President, Cetera Investment Advisers LLC
17 more people named with Stanley on the same filings, with titles and firms. Free in Atlas with a free account.
See all 22 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stanley’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.