Investment adviser representative · Flaharty Asset Management, LLC
Stafford A. Lawrence
CRD 6905395 · Punta Gorda, FL
At a glance
Stafford A. Lawrence is an investment adviser representative with Flaharty Asset Management, LLC in Punta Gorda, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Stafford’s SEC record dates to 2018, about 8 years ago.
Current advisory firms
- Flaharty Asset Management, LLCSince March 2025Punta Gorda, FL · $902M in regulatory assets
- Modern Wealth Management, LLCSince August 2026Kansas City, MO · $11B in regulatory assets
SEC adviser record
- Registered since
- 2018 (8 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 3 states
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Stafford’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.