Chief Compliance Officer · Advus Financial Partners, LLC
Stacy G. Fleming
CRD 5782272 · Named on Form ADV at 4 SEC-registered advisers
At a glance
Advus Financial Partners, LLC, an SEC-registered asset manager based in Winter Park, FL with $4.0 billion in regulatory assets, lists Stacy G. Fleming on its Form ADV as Chief Compliance Officer. The SEC filings also name Stacy at 3 other registered advisers.
Firms and roles
- Advus Financial Partners, LLCChief Compliance OfficerAsset manager · Winter Park, FL · $4.0B in regulatory assets
- Nicholas Wealth ManagementChief Compliance OfficerAsset manager · Marietta, GA · $740M in regulatory assets
- Outlook Wealth Advisors, LLCChief Compliance OfficerWealth manager · The Woodlands, TX · $594M in regulatory assets
- Taylor Securities Services, Inc.Chief Compliance OfficerWealth manager · Harrisburg, PA · $253M in regulatory assets
AtlasMembers
Stacy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 4 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (6)
- Mark LamorielloPresident, Advus Financial Partners, LLC
- Christopher J. BellSecretary, Advus Financial Partners, LLC
- David A. NicholasPresident, Nicholas Wealth Management
- Michael A. NeuenschwanderVice President, Outlook Wealth Advisors, LLC
- James A. NeuenschwanderPresident, Outlook Wealth Advisors, LLC
1 more person named with Stacy on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stacy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.