Chief Compliance Officer · Columbia Capital Management, LLC
Stacey L. Walter
CRD 7089337 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Columbia Capital Management, LLC, an SEC-registered asset manager based in Merriam, KS with $2.1 billion in regulatory assets, lists Stacey L. Walter on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Stacey at 1 other registered adviser.
Firms and roles
- Columbia Capital Management, LLCChief Compliance OfficerAsset manager · Merriam, KS · $2.1B in regulatory assets
- CCM New Opportunities, LLCChief Compliance OfficerPrivate fund adviser · Merriam, KS · $1M in regulatory assets
AtlasMembers
Stacey’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Jeff T. WhiteManaging Member, Columbia Capital Management, LLC
- Khalen J. DwyerManaging Director, Columbia Capital Management, LLC
- Adam T. PopeManaging Director, Columbia Capital Management, LLC
- David A. AbelManaging Director, Columbia Capital Management, LLC
- James PrichardManaging Director, Columbia Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stacey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.