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Chief Investment Officer/ President/member · Elm3 Financial Group, LLC

Stacey A. Nickens

CRD 5100771 · Named on Form ADV at one SEC-registered adviser

At a glance

Elm3 Financial Group, LLC, an SEC-registered wealth manager based in Alpharetta, GA with $189 million in regulatory assets, lists Stacey A. Nickens on its Form ADV as Chief Investment Officer/ President/member, a control person.

Firms and roles

  • Elm3 Financial Group, LLCChief Investment Officer/ President/memberWealth manager · Alpharetta, GA · $189M in regulatory assets

AtlasMembers

Stacey’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stacey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.