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Managing Member · Shannon River Fund Management, LLC

Spencer M. Waxman

CRD 4771415 · Named on Form ADV at one SEC-registered adviser

At a glance

Shannon River Fund Management, LLC, an SEC-registered private fund adviser based in New York, NY with $905 million in regulatory assets, lists Spencer M. Waxman on its Form ADV as Managing Member, a control person.

Firms and roles

AtlasMembers

Spencer’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Robert L ZurlChief Compliance Officer and Chief Financial Officer, Shannon River Fund Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Spencer’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.