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VP, Principal Financial Officer and Treasurer · ESI Financial Advisors

Spencer Todd Parrish

CRD 4125651 · Named on Form ADV at one SEC-registered adviser

At a glance

ESI Financial Advisors, an SEC-registered broker-dealer firm based in Montpelier, VT with $2.8 billion in regulatory assets, lists Spencer Todd Parrish on its Form ADV as VP, Principal Financial Officer and Treasurer, a control person.

Firms and roles

  • ESI Financial AdvisorsVP, Principal Financial Officer and TreasurerBroker-dealer firm · Montpelier, VT · $2.8B in regulatory assets

AtlasMembers

Spencer’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (11)

6 more people named with Spencer on the same filings, with titles and firms. Free in Atlas with a free account.

See all 11 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Spencer’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.