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Chief Compliance Officer · Five Oceans Advisors

Spencer D. Rand

CRD 6144205 · Named on Form ADV at one SEC-registered adviser

At a glance

Five Oceans Advisors, an SEC-registered wealth manager with $456 million in regulatory assets, lists Spencer D. Rand on its Form ADV as Chief Compliance Officer.

Firms and roles

  • Five Oceans AdvisorsChief Compliance OfficerWealth manager · United States · $456M in regulatory assets

AtlasMembers

Spencer’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Spencer’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.