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Officer, Vice President - Tax · Charles Pratt & Company, L.L.C.

Sofia Lee

CRD 7714250 · Named on Form ADV at one SEC-registered adviser

At a glance

Charles Pratt & Company, L.L.C., an SEC-registered wealth manager based in New York, NY with $916 million in regulatory assets, lists Sofia Lee on its Form ADV as Officer, Vice President - Tax, a control person.

Firms and roles

AtlasMembers

Sofia’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (12)

7 more people named with Sofia on the same filings, with titles and firms. Free in Atlas with a free account.

See all 12 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sofia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.