Shareholder and Chief Compliance Officer · TCI Wealth Advisors, Inc.
Simone N. Gehner
CRD 7329218 · Named on Form ADV at one SEC-registered adviser
At a glance
TCI Wealth Advisors, Inc., an SEC-registered wealth manager based in Tucson, AZ with $5.4 billion in regulatory assets, lists Simone N. Gehner on its Form ADV as Shareholder and Chief Compliance Officer, a control person.
Firms and roles
- TCI Wealth Advisors, Inc.Shareholder and Chief Compliance OfficerWealth manager · Tucson, AZ · $5.4B in regulatory assets
AtlasMembers
Simone’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Guy W. HolmanShareholder, TCI Wealth Advisors, Inc.
- Samuel T. SwiftChief Executive Officer and President, TCI Wealth Advisors, Inc.
- Arturo R. TellezShareholder and Chief Practice Officer, TCI Wealth Advisors, Inc.
- Kenneth G. RiebeShareholder, TCI Wealth Advisors, Inc.
- Ashley M. SwiftShareholder and Chief Operations Officer, TCI Wealth Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Simone’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.