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Managing Member and Chief Compliance Officer · SL Advisors, LLC

Simon A. Lack

CRD 4334366 · Named on Form ADV at one SEC-registered adviser

At a glance

SL Advisors, LLC, an SEC-registered asset manager with $393 million in regulatory assets, lists Simon A. Lack on its Form ADV as Managing Member and Chief Compliance Officer, a control person.

Firms and roles

  • SL Advisors, LLCManaging Member and Chief Compliance OfficerAsset manager · United States · $393M in regulatory assets

AtlasMembers

Simon’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Simon’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.