Chief Compliance Officer · Orchard Global Asset Management LLP
Simon D. James
CRD 5062704 · Named on Form ADV at one SEC-registered adviser
At a glance
Orchard Global Asset Management LLP, an SEC-registered private fund adviser based in London, United Kingdom with $11.3 billion in regulatory assets, lists Simon D. James on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Orchard Global Asset Management LLPChief Compliance OfficerPrivate fund adviser · London, United Kingdom · $11B in regulatory assets
AtlasMembers
Simon’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Paul D. HorvathChief Executive Officer, Orchard Global Asset Management LLP
- Andrew A. WeberHead of Structuring, Orchard Global Asset Management LLP
- Pierre F. MichaudGeneral Counsel, Orchard Global Asset Management LLP
- John R. YoungChief Investment Officer, Orchard Global Asset Management LLP
- Hans F. GentzelChief Operating Officer, Orchard Global Asset Management LLP
1 more person named with Simon on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Simon’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.