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CEO and CCO · Finn

Shivam Bharuka

CRD 7835793 · Named on Form ADV at one SEC-registered adviser

At a glance

Finn, an SEC-registered wealth manager based in SAN Francisco, CA with $4 million in regulatory assets, lists Shivam Bharuka on its Form ADV as CEO and CCO, a control person.

Firms and roles

  • FinnCEO and CCOWealth manager · SAN Francisco, CA · $4M in regulatory assets

AtlasMembers

Shivam’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shivam’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.