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Managing Member/chief Compliance Officer · Harbor Advisors

Shiaujie Fu

CRD 7326560 · Named on Form ADV at one SEC-registered adviser

At a glance

Harbor Advisors, an SEC-registered asset manager based in West Palm Beach, FL with $852 million in regulatory assets, lists Shiaujie Fu on its Form ADV as Managing Member/chief Compliance Officer, a control person.

Firms and roles

  • Harbor AdvisorsManaging Member/chief Compliance OfficerAsset manager · West Palm Beach, FL · $852M in regulatory assets

AtlasMembers

Shiaujie’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shiaujie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.