Member, SVP, DIR. Trading, Compliance Officer · Skba Capital Management, LLC
Shelley H. Mann
CRD 4875067 · Named on Form ADV at one SEC-registered adviser
At a glance
Skba Capital Management, LLC, an SEC-registered asset manager based in SAN Francisco, CA with $732 million in regulatory assets, lists Shelley H. Mann on its Form ADV as Member, SVP, DIR. Trading, Compliance Officer, a control person.
Firms and roles
- Skba Capital Management, LLCMember, SVP, DIR. Trading, Compliance OfficerAsset manager · SAN Francisco, CA · $732M in regulatory assets
AtlasMembers
Shelley’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Joshua J. RotheMember, CEO, CFO & Director of Research, Skba Capital Management, LLC
- Matthew R. SeguraMember, President, CIO & DIR. of Institutional Portfolio Management, Skba Capital Management, LLC
- Jonathan S. MarciaMember, Director of Operations, Skba Capital Management, LLC
- Thomas L. HiesterMember, Senior Securities Analyst & Portfolio Manager, Skba Capital Management, LLC
- Sandy X. LiangMember, Administrative Manager & Marketing Coordinator, Skba Capital Management, LLC
1 more person named with Shelley on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shelley’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.