Adviser and broker representative · B. Riley Wealth Advisors, Inc.
Sheldon Frantz
CRD 6704259 · Tampa, FL
At a glance
Sheldon Frantz is an investment adviser representative with B. Riley Wealth Advisors, Inc. in Tampa, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Sheldon’s SEC record dates to 2018, about 8 years ago. Sheldon is also registered as a broker representative.
Current advisory firm
- B. Riley Wealth Advisors, Inc.Since July 2025Tampa, FL · $4.2B in regulatory assets
SEC adviser record
- Registered since
- 2018 (8 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Sheldon’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at B. Riley Wealth Advisors, Inc.
- David S. GurievskyTampa
- Edward L. StraussTampa
- Michael J. AllanNew York · Certified Financial Planner
- Woodworth S. AndersonSeattle
- Mike AngelopoulosChicago
- Patrick L. BairdPompano Beach
- Jody S. BalmerNewcastle
- James BaroutasNew York
Every advisor at B. Riley Wealth Advisors, Inc. →B. Riley Wealth Advisors, Inc.: assets, clients and custodians →Financial advisors in Tampa, FL →Every B. Riley Wealth Advisors, Inc. advisor in Tampa →Advisor Moves: who changed firms this week →